Industry
Financial Services
RIAs, family offices, fintechs. FINRA and SEC-aligned controls.
Proof
23 RIAs and family offices currently under management. Zero reportable incidents.
Common challenges
- FINRA, SEC, and state record-retention rules
- Heightened phishing and wire-fraud risk
- Insurance carriers raising the bar every renewal
How we solve it
- WORM-archived email and chat
- Wire-verification protocols and out-of-band approvals
- Cyber-insurance attestation packages prepared annually
